We’re getting pretty close the end of sample subpoena requests.

I haven’t really saved the best for last, honestly. You don’t normally have to subpoena documents from securities firms (i.e., companies that sell stocks and bond and the like). However, if you do because you or your spouse own quite a lot of securities, this request will get you what you need.

Subpoena

Here you go:

All documents relating to any and all securities transactions in the name(s) of XXXX and/or in under the account number(s) of (account numbers), from XXXX XX, XXXX through present/from XXXX XX, XXXX to XXXX XX,XXXX, including:

  1. Account statements for all investment and retirement accounts, including:
    1. Cash accounts
    2. Margin accounts
    3. Mutual fund accounts
    4. Limited partnership accounts
    5. I.R.A. accounts
    6. Keogh accounts
    7. 401(k) accounts
    8. 403(b) or 403(a) accounts
    9. 527 accounts
    10. Annuity accounts
    11. Cash management accounts
  2. Applications to open accounts
  3. Cash received and delivered blotters
  4. Confirmation slips
  5. Corporate board/partnership resolutions
  6. CTRs and CMIRs
  7. Customer correspondence files
  8. Payment receipts (currency/check/wire/securities)
  9. Securities position records
  10. Stock certificate or bonds
  11. Stock delivery receipts
  12. All other information and documents regarding the named individuals or entities not specifically requested above

Get A Legal Consultation With An Experienced Utah Attorney

Your privacy is 100% guaranteed, your information will never be sold or shared.

While this website provides general information, it does not constitute divorce advice. The best way to get guidance on your specific legal issue is to contact a lawyer. To schedule a divorce consultation with an attorney, please call or complete the intake form above.

The use of the Internet (or this form) for communication with the firm (or any individual member of the firm) does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.